-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PHgfyu+ldv2mle0iSpgnWglMR80hIo17HZ8GweyzL4UtgwCiQ45Mgw+kGtI9OE90 eao/xVrlzQRsnJWBwTipEA== 0000909518-99-000545.txt : 19990820 0000909518-99-000545.hdr.sgml : 19990820 ACCESSION NUMBER: 0000909518-99-000545 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990819 GROUP MEMBERS: FREDERICK B. HEGI, JR. GROUP MEMBERS: JAMES A. JOHNSON GROUP MEMBERS: JAMES T. CALLIER, JR. GROUP MEMBERS: MICHAEL B. DECKER GROUP MEMBERS: THOMAS W. STURGESS GROUP MEMBERS: V. EDWARD EASTERLING, JR. GROUP MEMBERS: WINGATE MANAGEMENT COMPANY II, L.P. GROUP MEMBERS: WINGATE MANAGEMENT COMPANY, L.P. GROUP MEMBERS: WINGATE MANAGEMENT LIMITED,L.L.C. GROUP MEMBERS: WINGATE PARTNERS II, L.P. GROUP MEMBERS: WINGATE PARTNERS LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED STATIONERS INC CENTRAL INDEX KEY: 0000355999 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-PAPER AND PAPER PRODUCTS [5110] IRS NUMBER: 363141189 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-33670 FILM NUMBER: 99696042 BUSINESS ADDRESS: STREET 1: 2200 E GOLF RD CITY: DES PLAINES STATE: IL ZIP: 60016-1267 BUSINESS PHONE: 8476995000 MAIL ADDRESS: STREET 1: 2200 E GOLF ROAD STREET 2: 2200 E GOLF ROAD CITY: DES PLAINES STATE: IL ZIP: 600161267 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WINGATE PARTNERS LP CENTRAL INDEX KEY: 0000820317 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 750 N ST PAUL ST STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2147201313 MAIL ADDRESS: STREET 1: 750 N ST PAUL ST CITY: DALLAS STATE: TX ZIP: 75201 SC 13D/A 1 ================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------------------- SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 14) UNITED STATIONERS INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $0.10 PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 913004 10 7 - -------------------------------------------------------------------------------- (CUSIP Number) Frederick B. Hegi, Jr. 750 North St. Paul Street, Suite 1200 Dallas, Texas 75201 (214) 720-1313 - -------------------------------------------------------------------------------- (Name, address and telephone number of person authorized to revise notices and communications) August 18, 1999 - -------------------------------------------------------------------------------- (Date of event which requires filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), (f) or (g), check the following box [ ]. (Continued on Following Pages) 78533.0001 Page 1
CUSIP No. 913004 10 7 13D Page 2 =================================================================================================================================== 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Mr. Frederick B. Hegi, Jr. =================================================================================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] =================================================================================================================================== 3 SEC USE ONLY =================================================================================================================================== 4 SOURCE OF FUNDS OO =================================================================================================================================== 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] =================================================================================================================================== 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America =================================================================================================================================== NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 379,882 OWNED BY EACH REPORTING PERSON WITH ================================================================================= 8 SHARED VOTING POWER 2,476,702 ================================================================================= 9 SOLE DISPOSITIVE POWER 379,882 ================================================================================= 10 SHARED DISPOSITIVE POWER 2,476,702 =================================================================================================================================== 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,856,584 =================================================================================================================================== 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] =================================================================================================================================== 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 8.4% =================================================================================================================================== 14 TYPE OF REPORTING PERSON IN ===================================================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 2
CUSIP No. 913004 10 7 13D Page 3 =================================================================================================================================== 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Mr. James T. Callier, Jr. =================================================================================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] =================================================================================================================================== 3 SEC USE ONLY =================================================================================================================================== 4 SOURCE OF FUNDS OO =================================================================================================================================== 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] =================================================================================================================================== 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America =================================================================================================================================== NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 140,620 OWNED BY EACH REPORTING PERSON WITH ================================================================================= 8 SHARED VOTING POWER 1,838,328 ================================================================================= 9 SOLE DISPOSITIVE POWER 140,620 ================================================================================= 10 SHARED DISPOSITIVE POWER 1,838,328 =================================================================================================================================== 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,978,948 =================================================================================================================================== 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] =================================================================================================================================== 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 5.8% =================================================================================================================================== 14 TYPE OF REPORTING PERSON IN ===================================================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 3
CUSIP No. 913004 10 7 13D Page 4 =================================================================================================================================== 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Mr. Thomas W. Sturgess =================================================================================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] =================================================================================================================================== 3 SEC USE ONLY =================================================================================================================================== 4 SOURCE OF FUNDS OO =================================================================================================================================== 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] =================================================================================================================================== 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America =================================================================================================================================== NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 169,011 OWNED BY EACH REPORTING PERSON WITH ================================================================================= 8 SHARED VOTING POWER 1,838,328 ================================================================================= 9 SOLE DISPOSITIVE POWER 169,011 ================================================================================= 10 SHARED DISPOSITIVE POWER 1,838,328 =================================================================================================================================== 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,007,339 =================================================================================================================================== 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] =================================================================================================================================== 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 5.9% =================================================================================================================================== 14 TYPE OF REPORTING PERSON IN ===================================================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 4
CUSIP No. 913004 10 7 13D Page 5 =================================================================================================================================== 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Mr. James A. Johnson =================================================================================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] =================================================================================================================================== 3 SEC USE ONLY =================================================================================================================================== 4 SOURCE OF FUNDS OO =================================================================================================================================== 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] =================================================================================================================================== 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America =================================================================================================================================== NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 52,058 OWNED BY EACH REPORTING PERSON WITH ================================================================================= 8 SHARED VOTING POWER 610,016 ================================================================================= 9 SOLE DISPOSITIVE POWER 52,058 ================================================================================= 10 SHARED DISPOSITIVE POWER 610,016 =================================================================================================================================== 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 662,074 =================================================================================================================================== 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] =================================================================================================================================== 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 1.9% =================================================================================================================================== 14 TYPE OF REPORTING PERSON IN ===================================================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 5
CUSIP No. 913004 10 7 13D Page 6 =================================================================================================================================== 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Mr. V. Edward Easterling, Jr. =================================================================================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] =================================================================================================================================== 3 SEC USE ONLY =================================================================================================================================== 4 SOURCE OF FUNDS OO =================================================================================================================================== 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] =================================================================================================================================== 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America =================================================================================================================================== NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 38,632 OWNED BY EACH REPORTING PERSON WITH ================================================================================= 8 SHARED VOTING POWER 610,016 ================================================================================= 9 SOLE DISPOSITIVE POWER 38,632 ================================================================================= 10 SHARED DISPOSITIVE POWER 610,016 =================================================================================================================================== 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 648,648 =================================================================================================================================== 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] =================================================================================================================================== 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 1.9% =================================================================================================================================== 14 TYPE OF REPORTING PERSON IN ===================================================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 6
CUSIP No. 913004 10 7 13D Page 7 =================================================================================================================================== 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Mr. Michael B. Decker =================================================================================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] =================================================================================================================================== 3 SEC USE ONLY =================================================================================================================================== 4 SOURCE OF FUNDS OO =================================================================================================================================== 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] =================================================================================================================================== 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America =================================================================================================================================== NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 17,308 OWNED BY EACH REPORTING PERSON WITH ================================================================================= 8 SHARED VOTING POWER 610,016 ================================================================================= 9 SOLE DISPOSITIVE POWER 17,308 ================================================================================= 10 SHARED DISPOSITIVE POWER 610,016 =================================================================================================================================== 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 627,324 =================================================================================================================================== 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] =================================================================================================================================== 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 1.8% =================================================================================================================================== 14 TYPE OF REPORTING PERSON IN ===================================================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 7
CUSIP No. 913004 10 7 13D Page 8 =================================================================================================================================== 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Wingate Management Company, L.P. =================================================================================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] =================================================================================================================================== 3 SEC USE ONLY =================================================================================================================================== 4 SOURCE OF FUNDS OO =================================================================================================================================== 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] =================================================================================================================================== 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware =================================================================================================================================== NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 0 OWNED BY EACH REPORTING PERSON WITH ================================================================================= 8 SHARED VOTING POWER 1,822,066 ================================================================================= 9 SOLE DISPOSITIVE POWER 0 ================================================================================= 10 SHARED DISPOSITIVE POWER 1,822,066 =================================================================================================================================== 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,822,066 =================================================================================================================================== 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] =================================================================================================================================== 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 5.4% =================================================================================================================================== 14 TYPE OF REPORTING PERSON PN ===================================================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 8
CUSIP No. 913004 10 7 13D Page 9 =================================================================================================================================== 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Wingate Partners, L.P. =================================================================================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] =================================================================================================================================== 3 SEC USE ONLY =================================================================================================================================== 4 SOURCE OF FUNDS OO =================================================================================================================================== 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] =================================================================================================================================== 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware =================================================================================================================================== NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 0 OWNED BY EACH REPORTING PERSON WITH ================================================================================= 8 SHARED VOTING POWER 1,822,066 ================================================================================= 9 SOLE DISPOSITIVE POWER 0 ================================================================================= 10 SHARED DISPOSITIVE POWER 1,822,066 =================================================================================================================================== 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,822,066 =================================================================================================================================== 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] =================================================================================================================================== 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 5.4% =================================================================================================================================== 14 TYPE OF REPORTING PERSON PN ===================================================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 9
CUSIP No. 913004 10 7 13D Page 10 =================================================================================================================================== 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Wingate Management Limited, L.L.C. =================================================================================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] =================================================================================================================================== 3 SEC USE ONLY =================================================================================================================================== 4 SOURCE OF FUNDS OO =================================================================================================================================== 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] =================================================================================================================================== 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware =================================================================================================================================== NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 0 OWNED BY EACH REPORTING PERSON WITH ================================================================================= 8 SHARED VOTING POWER 610,016 ================================================================================= 9 SOLE DISPOSITIVE POWER 0 ================================================================================= 10 SHARED DISPOSITIVE POWER 610,016 =================================================================================================================================== 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 610,016 =================================================================================================================================== 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] =================================================================================================================================== 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 1.8% =================================================================================================================================== 14 TYPE OF REPORTING PERSON OO ===================================================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 10
CUSIP No. 913004 10 7 13D Page 11 =================================================================================================================================== 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Wingate Management Company II, L.P. =================================================================================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] =================================================================================================================================== 3 SEC USE ONLY =================================================================================================================================== 4 SOURCE OF FUNDS OO =================================================================================================================================== 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] =================================================================================================================================== 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware =================================================================================================================================== NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 0 OWNED BY EACH REPORTING PERSON WITH ================================================================================= 8 SHARED VOTING POWER 588,734 ================================================================================= 9 SOLE DISPOSITIVE POWER 0 ================================================================================= 10 SHARED DISPOSITIVE POWER 588,734 =================================================================================================================================== 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 588,734 =================================================================================================================================== 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] =================================================================================================================================== 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 1.7% =================================================================================================================================== 14 TYPE OF REPORTING PERSON PN ===================================================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 11
CUSIP No. 913004 10 7 13D Page 12 =================================================================================================================================== 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Wingate Partners II, L.P. =================================================================================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] =================================================================================================================================== 3 SEC USE ONLY =================================================================================================================================== 4 SOURCE OF FUNDS OO =================================================================================================================================== 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] =================================================================================================================================== 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware =================================================================================================================================== NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 0 OWNED BY EACH REPORTING PERSON WITH ================================================================================= 8 SHARED VOTING POWER 588,734 ================================================================================= 9 SOLE DISPOSITIVE POWER 0 ================================================================================= 10 SHARED DISPOSITIVE POWER 588,734 =================================================================================================================================== 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 588,734 =================================================================================================================================== 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] =================================================================================================================================== 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 1.7% =================================================================================================================================== 14 TYPE OF REPORTING PERSON PN ===================================================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 12 This Amendment No. 14 to Schedule 13D (this "Amendment") amends and supplements the Schedule 13D, as amended (the "Schedule 13D"), filed with the Securities and Exchange Commission with respect to the acquisition (the "Acquisition") by Associated Holdings, Inc., a Delaware corporation ("Associated") of 17,201,839 shares of the common stock, $0.10 par value ("Common Stock"), of United Stationers Inc., a Delaware corporation (the "Company"), which was effected on March 30, 1995. Immediately following the Acquisition, Associated was merged with and into the Company, and the separate corporate existence of Associated thereafter ceased. Accordingly, the information set forth in the Schedule 14D-1, as amended, of which the Schedule 13D formed a part, relating to the ownership of Associated (and, accordingly, the beneficial ownership of the Company), is hereby further amended as set forth in this Amendment. All share numbers reflect a 2-for-1 stock split effected by the Company by way of a 100% stock dividend paid to holders of Common Stock on September 28, 1998, subsequent to the Filing Parties' previous filing. Capitalized terms used herein and not otherwise defined herein have the meanings ascribed to such terms in Amendment No. 12 to the Schedule 13D. Item 3. Sources and Amount of Funds or Other Consideration Effective as of August 18, 1999, Wingate Partners and Wingate II effected a distribution to their respective limited and general partners in the aggregate amounts of 1,133,690 and 366,310 shares of Common Stock, respectively. Item 5. Interest in Securities of Issuer Following the distributions described in Item 3 above, the Filing Parties may be deemed to beneficially own shares of Common Stock in the following amounts: (a) (1) Mr. Hegi may be deemed to beneficially own 2,856,584 shares of Common Stock of the Company, representing 8.4% of the outstanding shares of Common Stock. Of such shares, Mr. Hegi has sole voting and dispositive power with respect to 379,882 shares, and shared voting and dispositive power with respect to 2,476,702 shares as a result of the relationships described in paragraph (b)(1) below. (2) Mr. Callier may be deemed to beneficially own 1,978,948 shares of Common Stock of the Company, representing 5.8% of the outstanding shares of Common Stock. Of such shares, Mr. Callier has sole voting and dispositive power with respect to 140,620 shares, and shared voting and dispositive power with respect to 1,838,328 shares as a result of the relationships described in paragraph (b)(2) below. (3) Mr. Sturgess may be deemed to beneficially own 2,007,339 shares of Common Stock of the Company, representing 5.9% of the outstanding shares of Common Stock. Of such shares, Mr. Sturgess has sole voting and dispositive power with respect to 169,011 shares, and shared voting and dispositive power with respect to 1,838,328 shares as a result of the relationships described in paragraph (b)(3) below. Page 13 (4) Mr. Johnson may be deemed to beneficially own 662,074 shares of Common Stock of the Company, representing 1.9% of the outstanding shares of Common Stock. Of such shares, Mr. Johnson has sole voting and dispositive power with respect to 52,058 shares, and shared voting and dispositive power with respect to 610,016 shares as a result of the relationships described in paragraph (b)(4) below. (5) Mr. Easterling may be deemed to beneficially own 648,648 shares of Common Stock of the Company, representing 1.9% of the outstanding shares of Common Stock. Of such shares, Mr. Easterling has sole voting and dispositive power with respect to 38,632 shares, and shared voting and dispositive power with respect to 610,016 shares as a result of the relationships described in paragraph (b)(5) below. (6) Mr. Decker may be deemed to beneficially own 627,324 shares of Common Stock of the Company, representing 1.8% of the outstanding shares of Common Stock. Of such shares, Mr. Decker has sole voting and dispositive power with respect to 17,308 shares, and shared voting and dispositive power with respect to 610,016 shares as a result of the relationships described in paragraph (b)(6) below. (7) Wingate Management may be deemed to beneficially own 1,822,066 shares of Common Stock of the Company, representing 5.4% of the outstanding shares of Common Stock. Of such shares, Wingate Management has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 1,822,066 shares as a result of the relationships described in paragraph (b)(7) below. (8) Wingate Partners may be deemed to beneficially own 1,822,066 shares of Common Stock of the Company, representing 5.4% of the outstanding shares of Common Stock. Of such shares, Wingate Partners has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 1,822,066 shares as a result of the relationships described in paragraph (b)(8) below. (9) Wingate Limited may be deemed to beneficially own 610,016 shares of Common Stock of the Company, representing 1.8% of the outstanding shares of Common Stock. Of such shares, Wingate Limited has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 610,016 shares as a result of the relationships described in paragraph (b)(9) below. (10) Wingate Management II may be deemed to beneficially own 588,734 shares of Common Stock of the Company, representing 1.7% of the outstanding shares of Common Stock. Of such shares, Wingate Management II has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 588,734 shares as a result of the relationships described in paragraph (b)(10) below. (11) Wingate II may be deemed to beneficially own 588,734 shares of Common Stock of the Company, representing 1.7% of the outstanding shares of Common Stock. Of such shares, Wingate II has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 588,734 shares as a result of the relationships described in paragraph (b)(11) below. Page 14 (b) (1) Of the 379,882 shares of Common Stock for which Mr. Hegi has sole voting and dispositive power, 250,544 of such shares are held of record by Mr. Hegi, 122,384 shares are held in a retirement trust for which Mr. Hegi serves as trustee and is primary beneficiary, 954 shares may be issuable within 60 days of the date hereof under a directors deferred compensation plan and options to purchase 6,000 shares may be exercised within 60 days of the date hereof. Of the 2,476,702 shares of Common Stock for which Mr. Hegi may be deemed to have shared voting and dispositive power, 17,781 of such shares are held of record by Mr. Hegi as trustee of certain trusts for the benefit of unrelated parties, and 2,458,921 of such shares are owned of record by the following entities as follows: 1,822,066 shares of Common Stock are owned of record by Wingate Partners; 588,734 shares of Common Stock are owned of record by Wingate II; 16,262 shares of Common Stock are owned of record by Wingate Management Corporation, an entity for which Mr. Hegi serves as an executive officer ("WMC"); 10,577 of such shares are held in a family company for which Mr. Hegi serves as managing partner; and 21,282 shares of Common Stock are owned of record by Wingate Limited. Wingate Management is the general partner of Wingate Partners and, therefore, may be deemed to beneficially own the shares of Common Stock held of record by Wingate Partners. Mr. Hegi is a general partner of Wingate Management and, therefore, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by Wingate Management. Wingate Management II is the general partner of Wingate II and, therefore, may be deemed to beneficially own the shares of Common Stock held of record by Wingate II. Wingate Limited is the general partner of Wingate Management II and, therefore, may be deemed to beneficially own the shares of Common Stock beneficially owned by Wingate Management II. Mr. Hegi is a principal of Wingate Limited and, therefore, may be deemed to be the beneficial owner of the shares of Common Stock owned of record and beneficially by Wingate Limited. (2) The 140,620 shares of Common Stock for which Mr. Callier has sole voting and dispositive power are held of record by Mr. Callier. Of the 1,838,328 shares of Common Stock for which Mr. Callier may be deemed to have shared voting and dispositive power, 1,822,066 shares of Common Stock are owned of record by Wingate Partners, and 16,262 shares of Common Stock are owned of record by WMC, an entity for which Mr. Callier serves as an executive officer. Wingate Management is the general partner of Wingate Partners and, therefore, may be deemed to beneficially own the shares of Common Stock held of record by Wingate Partners. Mr. Callier is a general partner of Wingate Management and, therefore, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by Wingate Management. (3) The 169,011 shares of Common Stock for which Mr. Sturgess has sole voting and dispositive power consist of 99,011 shares of Common Stock held of record Page 15 by Mr. Sturgess, and options to purchase 70,000 shares of Common Stock which are exercisable within 60 days of the date of this Amendment. Of the 1,838,328 shares of Common Stock for which Mr. Sturgess may be deemed to have shared voting and dispositive power: 1,822,066 shares of Common Stock are owned of record by Wingate Partners; and 16,262 shares of Common Stock are owned of record by WMC, an entity for which Mr. Sturgess serves as an executive officer. Wingate Management is the general partner of Wingate Partners and, therefore, may be deemed to beneficially own the shares of Common Stock held of record by Wingate Partners. Mr. Sturgess is a general partner of Wingate Management and, therefore, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by Wingate Management. (4) Of the 52,058 shares of Common Stock for which Mr. Johnson has sole voting and dispositive power, 12,879 of such shares are held of record by Mr. Johnson, 32,210 of such shares are held in a self-directed IRA for the benefit of Mr. Johnson, 969 shares may be issuable within 60 days of the date hereof under a directors deferred compensation plan and options to purchase 6,000 shares may be exercised within 60 days of the date hereof. Of the 610,016 shares of Common Stock for which Mr. Johnson may be deemed to have shared voting and dispositive power, 588,734 of such shares are owned of record by Wingate II, and 21,282 shares of Common Stock are held of record by Wingate Limited. Wingate Management II is the general partner of Wingate II and, therefore, may be deemed to beneficially own the shares of Common Stock held of record by Wingate II. Wingate Limited is the general partner of Wingate Management II and, therefore, may be deemed to beneficially own the shares of Common Stock beneficially owned by Wingate Management II. Mr. Johnson is a principal of Wingate Limited and, therefore, may be deemed to be the beneficial owner of the shares of Common Stock owned of record and beneficially by Wingate Limited. (5) The 38,632 shares of Common Stock for which Mr. Easterling has sole voting and dispositive power are held of record by Mr. Easterling under the name PAT Investments. Of the 610,016 shares of Common Stock for which Mr. Easterling may be deemed to have shared voting and dispositive power, 588,734 shares of Common Stock are owned of record by Wingate II, and 21,282 shares of Common Stock are held of record by Wingate Limited. Wingate Management II is the general partner of Wingate II and, therefore, may be deemed to beneficially own the shares of Common Stock held of record by Wingate II. Wingate Limited is the general partner of Wingate Management II and, therefore, may be deemed to beneficially own the shares of Common Stock beneficially owned by Wingate Management II. Mr. Easterling is a principal of Wingate Limited and, therefore, may be deemed to be the beneficial owner of the shares of Common Stock owned of record and beneficially by Wingate Limited. Page 16 (6) The 17,308 shares of Common Stock for which Mr. Decker has sole voting and dispositive power are held of record by Mr. Decker. Of the 610,016 shares of Common Stock for which Mr. Decker may be deemed to have shared voting and dispositive power, 588,734 shares of Common Stock are owned of record by Wingate II, and 21,282 shares of Common Stock are held of record by Wingate Limited. Wingate Management II is the general partner of Wingate II and, therefore, may be deemed to beneficially own the shares of Common Stock held of record by Wingate II. Wingate Limited is the general partner of Wingate Management II and, therefore, may be deemed to beneficially own the shares of Common Stock beneficially owned by Wingate Management II. Mr. Decker is a principal of Wingate Limited and, therefore, may be deemed to be the beneficial owner of the shares of Common Stock owned of record and beneficially by Wingate Limited. (7) Of the 1,822,066 shares of Common Stock for which Wingate Management may be deemed to have shared voting and dispositive power, none of such shares are held of record by Wingate Management, and 1,822,066 of such shares are held of record by Wingate Partners. Wingate Management is the general partner of Wingate Partners and, therefore, may be deemed to be the beneficial owner of the shares owned of record by Wingate Partners. (8) Of the 1,822,066 shares of Common Stock for which Wingate Partners has shared voting and dispositive power, 1,822,066 of such shares are held of record by Wingate Partners. (9) Of the 610,016 shares of Common Stock for which Wingate Limited may be deemed to have shared voting and dispositive power, 21,282 of such shares are held of record by Wingate Limited, and 588,734 of such shares may be deemed to be beneficially owned by Wingate Management II. Wingate Limited is the general partner of Wingate Management II and, therefore, may be deemed to be the beneficial owner of the shares beneficially owned by Wingate Management II. (10) Of the 588,734 shares of Common Stock for which Wingate Management II may be deemed to have shared voting and dispositive power, none of such shares are held of record by Wingate Management II, and 588,734 of such shares are owned of record by Wingate II. Wingate Management II is the general partner of Wingate II and, therefore, may be deemed to be the beneficial owner of the shares held of record by Wingate II. (11) Of the 588,734 shares of Common Stock for which Wingate II has shared voting and dispositive power, 588,734 of such shares are held of record by Wingate II. (c) The right to receive dividends on, and proceeds from, the sale of the shares of Common Stock held of record by Wingate Partners, Wingate II and Wingate Limited described in paragraphs (a) and (b) above is governed by the limited partnership agreements (or, with respect to Wingate Limited, the operating agreement) of each of such entities, and such Page 17 dividends or proceeds may be distributed with respect to numerous general and limited partnership or members interests. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to the Securities of the Issuer The rights to distributions, division of profits and other arrangements relating to the Company's securities owned of record by each of Wingate Partners, Wingate II, and Wingate Limited and their respective general and limited partners are governed exclusively by their respective partnership agreements (or, with respect to Wingate Limited, its operating agreement). Item 7. Material to be Filed as Exhibits None. Page 18 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. August 16, 1999 By: /s/ Frederick B. Hegi, Jr. --------------- -------------------------- Date Name: Frederick B. Hegi, Jr. Page 19 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. August 16, 1999 By: /s/ James T. Callier, Jr. --------------- -------------------------- Date Name: James T. Callier, Jr. Page 20 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. August 18, 1999 By: /s/ Thomas W. Sturgess --------------- -------------------------- Date Name: Thomas W. Sturgess Page 21 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. August 16, 1999 By: /s/ James A. Johnson --------------- -------------------------- Date Name: James A. Johnson Page 22 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. August 16, 1999 By: /s/ V. Edward Easterling, Jr. --------------- -------------------------- Date Name: V. Edward Easterling, Jr. Page 23 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. August 16, 1999 By: /s/ Michael B. Decker --------------- -------------------------- Date Name: Michael B. Decker Page 24 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. August 16, 1999 WINGATE MANAGEMENT COMPANY, L.P --------------- By:/s/ Frederick B. Hegi, Jr. -------------------------- Frederick B. Hegi, Jr., General Partner Page 25 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. August 16, 1999 WINGATE PARTNERS, L.P. -------------- By: Wingate Management Company, L.P., General Partner By: /s/ Frederick B. Hegi, Jr. -------------------------- Frederick B. Hegi, Jr., General Partner Page 26 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. August 16, 1999 WINGATE MANAGEMENT LIMITED, L.L.C. -------------- By: /s/ Frederick B. Hegi, Jr. -------------------------- Frederick B. Hegi, Jr., Principal Page 27 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. August 16, 1999 WINGATE MANAGEMENT COMPANY II, L.P. -------------- By: Wingate Management Company, L.P., General Partner By: /s/ Frederick B. Hegi, Jr. -------------------------- Frederick B. Hegi, Jr., Principal Page 28 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. August 16, 1999 WINGATE PARTNERS II, L.P. -------------- By: Wingate Management Company, L.P., General Partner By: Wingate Management Limited, L.L.C., General Partner By: /s/ Frederick B. Hegi, Jr. -------------------------- Frederick B. Hegi, Jr., General Partner
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